Application deferral market operators  

General information regarding deferrals
National supervisors can grant deferrals. A deferral is a postponement of the publication of transactions in case the transaction meets a number of requirements based on the type of product, the average daily turnover of that product and the size of the transaction.

Parties may submit an application for a deferral. The AFM provides an Application form Deferrals for market operators and investment firms operating a trading venue which also has to enclose the AFM Excel template deferrals for market operators and investment firms operating a trading venue (see tab Apply).

The AFM will only grant its permission when an application is complete and meets the legal requirements. A deferral will be granted per entity for future transactions in financial instruments traded on venues.

Market operators and investment firms operating a trading venue
The AFM has the authority to grant deferrals pursuant to Article 7 (equity) and Article 11 (non-equity) of MiFIR. The AFM will grant applications for postponed publications pursuant to Article 7, paragraph 1 and Article 11, paragraph 1 of MiFIR made by market operators and investment firms operating a trading venue if these meet the legal requirements. This makes it important to completely and accurately fill in the forms that are provided by the AFM.

Application deferral market operators 

Not applicable.

 

Application deferral market operators 

Not applicable.

 

Application deferral market operators 

Please fill in the forms and send these to the AFM.

It is important to completely and accurately fill in these forms. The Application form Deferrals for market operators and investment firms operating a trading venue has to be signed by a person in the company that is authorized to do so.

You can send the forms by e-mail to Mifid2_deferral@afm.nl and/or by post to:

Dutch Authority for Financial Markets
Attn. Bas Dommerholt
P.O. Box 11723
1001 GS Amsterdam
The Netherlands 

Questions
Questions can be send to: Mifid2_deferral@afm.nl

Forms


The above mentioned forms are only applicable to market operators and investment firms operating a trading venue. Would you like to apply for a deferral on behalf of an investment firm that does not operate a trading venue? If yes, please submit the forms as included on Application deferral investment firms.

 

Digital portal


Search in portal



Login



My portal


You have to log in to access My portal.

More information


Top menu

Taalkeuze / language choice

  

Main menu